-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BHpi4AXprI5on/JysU1UtsUCmqgMYt8GTUumUTQwv2E7PxjqEKlgk9bB9dxIZ19I bZnJYbwL+GTmJSdBL7HYuw== 0000054727-97-000011.txt : 19970222 0000054727-97-000011.hdr.sgml : 19970222 ACCESSION NUMBER: 0000054727-97-000011 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE GROUP MEMBERS: ELI BROAD GROUP MEMBERS: SUNAMERICA INC GROUP MEMBERS: SUNAMERICA LIFE INSURANCE COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEINWAY MUSICAL INSTRUMENTS INC CENTRAL INDEX KEY: 0000911583 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 351910745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46651 FILM NUMBER: 97535096 BUSINESS ADDRESS: STREET 1: 600 INDUSTRIAL PARKWAY CITY: ELKHART STATE: IN ZIP: 46516 BUSINESS PHONE: 2195221675 MAIL ADDRESS: STREET 1: 600 INDUSTRIAL PARKWAY CITY: ELKHART STATE: IN ZIP: 46516 FORMER COMPANY: FORMER CONFORMED NAME: SELMER INDUSTRIES INC DATE OF NAME CHANGE: 19940209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUNAMERICA INC CENTRAL INDEX KEY: 0000054727 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 860176061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 SUNAMERICA CENTER CITY: LOS ANGELES STATE: CA ZIP: 90067-6022 BUSINESS PHONE: 3107726000 FORMER COMPANY: FORMER CONFORMED NAME: KAUFMAN & BROAD INC DATE OF NAME CHANGE: 19890515 FORMER COMPANY: FORMER CONFORMED NAME: KAUFMAN & BROAD BUILDING CO DATE OF NAME CHANGE: 19711006 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. _____)(1) STEINWAY MUSICAL INSTRUMENTS, INC. (Name of Issuer) ORDINARY COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 858495 10 4 (CUSIP Number) ________________________ _______________________ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 858495 10 4 13G Page 2 of 9 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Eli Broad 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ Not applicable 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OR ORGANIZATION United States ___________________________________________________________________________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER None 6. SHARED VOTING POWER 1,653,331 shares of Ordinary Common Stock (includes 1,653,331 shares for which Reporting Person may be deemed to share voting power solely by reason of affiliation with the other Reporting Persons herein described but for which Reporting Person disclaims beneficial ownership) 7. SOLE DISPOSITIVE POWER None 8. SHARED DISPOSITIVE POWER 1,653,331 shares of Ordinary Common Stock (includes 1,653,331 shares for which Reporting Person may be deemed to share voting power solely by reason of affiliation with the other Reporting Persons herein described but for which Reporting Person disclaims beneficial ownership) ___________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,653,331 shares of Ordinary Common Stock (includes 1,653,331 shares for which Reporting Person may be deemed to beneficially own solely by reason of affiliation with the other Reporting Person herein described but for which Reporting Person disclaims beneficial ownership) 10. CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / Not applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 18.5% (includes 18.5% of class for which Reporting Person may be deemed to beneficially own solely by reason of affiliation with the other Reporting Persons herein described but for which Reporting Person disclaims beneficial ownership) 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 858495 10 4 13G Page 3 of 9 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SunAmerica Inc. (86-0176061) 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ Not applicable 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OR ORGANIZATION Maryland ___________________________________________________________________________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 100,000 shares of Ordinary Common Stock 6. SHARED VOTING POWER 1,553,331 shares of Ordinary Common Stock (includes 1,553,331 shares for which Reporting Person may be deemed to share voting power solely by reason of affiliation with the other Reporting Persons herein described but for which Reporting Person disclaims beneficial ownership) 7. SOLE DISPOSITIVE POWER 100,000 shares of Ordinary Common Stock 8. SHARED DISPOSITIVE POWER 1,553,331 shares of Ordinary Common Stock (includes 1,553,331 shares for which Reporting Person may be deemed to share dispositive power solely by reason of affiliation with the other Reporting Persons herein described but for which Reporting Person disclaims beneficial ownership) ___________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,653,331 shares of Ordinary Common Stock (includes 1,553,331 shares for which Reporting Person may be deemed to beneficially own solely by reason of affiliation with the other Reporting Persons herein described but for which Reporting Person disclaims beneficial ownership) 10. CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / Not applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 18.5% (includes 17.4% of class for which Reporting Person may be deemed to beneficially own solely by reason of affiliation with the other Reporting Persons herein described but for which Reporting Person disclaims beneficial ownership) 12. TYPE OF REPORTING PERSON* CO/HC *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 858495 10 4 13G Page 4 of 9 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SunAmerica Life Insurance Company (52-0502540) 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ Not applicable 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OR ORGANIZATION Arizona _________________________________________________________________________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 1,553,331 shares of Ordinary Common Stock 6. SHARED VOTING POWER None, except to the extent Reporting Person is deemed to share voting power, solely by reason of affiliation with such person, on the shares described in Row 5 of the cover sheet of any other Reporting Person herein described 7. SOLE DISPOSITIVE POWER 1,553,331 shares of Ordinary Common Stock 8. SHARED DISPOSITIVE POWER None, except to the extent Reporting Person is deemed to share dispositive power, solely by reason of affiliation with such person, on the shares described in Row 7 of the cover sheet of any other Reporting Person herein described ___________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,553,331 shares of Ordinary Common Stock 10. CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / Not applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.4% 12. TYPE OF REPORTING PERSON* CO/IC *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 858495 10 4 13G Page 5 of 9 Pages Item 1(a). Name of Issuer: Steinway Musical Instruments, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 600 Industrial Parkway Elkhart, IN 46516 Item 2(a). Name of Person Filing: This statement is being filed by (1) Eli Broad, a natural person, (2) SunAmerica Inc., a Maryland corporation, and (3) SunAmerica Life Insurance Company, an Arizona corporation. Item 2(b). Address of Principal Business Office or, if None, Residence: For each of Eli Broad, SunAmerica Inc. and SunAmerica Life Insurance Company: 1 SunAmerica Center Century City Los Angeles, California 90067-6022 Item 2(c). Citizenship: Eli Broad is a citizen of the United States, SunAmerica Inc. is a Maryland corporation, and SunAmerica Life Insurance Company is an Arizona corporation. Item 2(d). Title of Class of Securities: Ordinary Common Stock, par value $0.001 Item 2(e). CUSIP Number: 858495 10 4 Item 3. If this statement is filed pursuant to Rules 13(d)-1(b), or 13d- 2(b), check whether the person filing is a: (a)/ / Broker or dealer registered under Section 15 of the Act, (b)/ / Bank as defined in Section 3(a)(6) of the Act, (c)/ / Insurance Company as defined in Section 3(a)(19) of the Act, (d)/ / Investment Company registered under Section 8 of the Investment Company Act, (e)/ / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f)/ / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g)/ / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7, (h)/ / Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Not applicable. This statement is being filed pursuant to Rule 13d-1(c). Item 4. Ownership.(2) (a) Amount beneficially owned: See responses to Item 9 on each of the cover pages to this statement on Schedule 13G. ___________________________________ (2) Each Reporting Person disclaims beneficial ownership of any securities not held directly by such person. The filing of this Schedule 13G shall not be construed as an admission that a Reporting Person or any of its affiliates is, for the purposes of Section 13 of the Act, a member of a "group" with any of the other Reporting Persons. In addition, the filing of this Schedule 13G shall not be construed as an admission that a Reporting Person or any of its affiliates is the beneficial owner of any securities not held directly by such person for any purpose. CUSIP No. 858495 10 4 13G Page 6 of 9 Pages (b) Percent of class: See responses to Item 11 on each of the cover pages to this statement on Schedule 13G. (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: See responses to Item 5 on each of the cover pages to this statement on Schedule 13G. (ii) Shared power to vote or direct the vote: See responses to Item 6 on each of the cover pages to this statement on Schedule 13G. (iii) Sole power to dispose or to direct the disposition of: See responses to Item 7 on each of the cover pages to this statement on Schedule 13G. (iv) Shared power to dispose or to direct the disposition of: See responses to Item 8 on each of the cover pages to this statement on Schedule 13G. Item 5. Ownership of Five Percent of Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Other than the Reporting Persons as described in Item 4 above, no person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares described in Item 4 above. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. See Exhibit A. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. CUSIP No. 858495 10 4 13G Page 7 of 9 Pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. February 13, 1997 S/ELI BROAD ________________________________ Eli Broad SUNAMERICA INC. S/JAY S. WINTROB ________________________________ Jay S. Wintrob Vice Chairman SUNAMERICA LIFE INSURANCE COMPANY S/JAY S.WINTROB ________________________________ Jay S. Wintrob Executive Vice President CUSIP No. 858495 10 4 13G Page 8 of 9 Pages Exhibit A RELEVANT SUBSIDIARIES OF PARENT HOLDING COMPANY Parent Holding Company SunAmerica Inc. Eli Broad (an individual who may be deemed to control SunAmerica Inc.) Relevant Subsidiaries SunAmerica Life Insurance Company, an Arizona corporation and an insurance company as defined in Section 3(a)(19) of the Securities Exchange Act of 1934, as amended CUSIP No. 858495 10 4 13G Page 9 of 9 Pages Exhibit B JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(f)(1) Pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree and consent (i) to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the ordinary common stock of Steinway Musical Instruments, Inc. at December 31, 1996 and (ii) to the joint filing on their behalf of any amendments thereto. February 13, 1997 S/ELI BROAD ________________________________ Eli Broad SUNAMERICA INC. S/JAY S. WINTROB _____________ Jay S. Wintrob Vice Chairman SUNAMERICA LIFE INSURANCE COMPANY S/JAY S. WINTROB ________________________________ Jay S. Wintrob Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----